Template Information
Use this checklist to monitor the effectiveness of anti-fraud processes controls in place, and if the culture of honesty and ethics are being practiced by employees. the end goal of performing this assessment is to create a positive workplace environment free from fraudulent acts or any form of misconduct.
Category: general
Template Questions
- Setting the Tone at the Top:
- Culture of Honesty and Ethics
- Creating a Positive Workplace Environment:
- Hiring and Promoting Appropriate Employees:
- Training:
- Notification and Confirmation:
- Discipline:
- Implementing and Monitoring Appropriate Internal Controls:
- Antifraud Processes and Controls
- Commission or Board of Directors:
- Appropriate Oversight Process
- Management:
- Full Name and Signature of Inspector