Template Information
An export compliance checklist is an assessment tool used to determine compliance with export administration regulations and implement corrective actions for non-compliance. easily evaluate the recordkeeping, auditing, reporting, and escalation procedures of the company using this checklist. this checklist has been designed to make it easier for compliance teams to perform a risk assessment of their security and screening procedures
Category: general
Template Questions
- Risk Assessment
- Security and Screening
- Select the following checks included in the internal process:
- Recordkeeping
- Employee Name & Responsibilities
- Administrative Records
- Transaction Records
- Auditing
- Reporting, Escalation & Corrective Action
- Additional Observations
- Compliance Manager Name & Signature
- Department
- Name & Signature